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Job Description

EY GDS - Assurance FAAS - Non - FSO - Senior/AM

Position Summary:

As an SOX professional, you should be a qualified CA/CPA/ACCA/MBA with extensive experience in IFC and a firm grasp of the SOX audit processes and methodology. This role provides an excellent opportunity to interact with senior management and enhances your skills in technical competency, business development, client service, and people development. You will be responsible for handling large projects encompassing the entire gamut of SOX, from conceptualization to implementation, including documentation and control testing.

Primary Responsibilities:

- Execute SOX, IFC Designing, walkthrough & Implementation, and Business Process Review.

- Create and map Business Flow charts with RCM.

- Perform risk assessment procedures, including the identification of significant accounts & classes of transactions, and mapping business processes.

- Prepare SOX documentation such as process flowcharts, process narratives, and risk and controls matrix.

- Design attributes, conduct tests of design and operating effectiveness of controls, and suggest improvements in the process.

- Plan, implement, coordinate, and execute all phases of SOX compliance, including leading walkthroughs, identifying/validating key controls, developing test procedures, executing, and documenting testing, and reporting results to Management.

- Ensure clear, concise, actionable, and practical observations and recommendations, with a well-documented process for communication and resolution with clients on SOX deficiencies observed.

- Understand client requirements, respond promptly to client requests and inquiries, and consistently meet client needs.

- Support Managers/Senior Managers in preparing audit plans, audit programs, testing, and reports.

- Work with existing processes/systems while making constructive suggestions for improvements.

- Demonstrate critical thinking and the ability to bring order to unstructured problems.

- Be responsible for the quality and timeliness of deliverables, including conclusions on control effectiveness and the impact of control deficiencies.

Qualifications, Skills, and Experience:

- Chartered Accountant (CA), CPA (US), or ACCA (UK) with 3+ years of experience with a large Global Corporate Process, Risk, and Control department and/or similar experience in

- MBA degree is a plus

- 2 to 7 years of relevant experience in SOX/IFC Designing & Implementation (preferably from the Risk Advisory practice of a Big 4 or reputed Consulting firms; exposure to SOX in Industry will also be considered)

- Experience conducting risk assessment procedures pertaining to financial reporting, process flow mapping, design, and documentation of RACM, controls testing, evaluation of control deficiencies, and remediation plans

- Solid understanding of PCAOB requirements and the COSO framework

- Process-oriented with strong analytical skills

- Understanding of financial statements under Indian/US GAAP

- Knowledge and understanding of the SOX Framework

- Excellent communication and report writing skills

- Capability to handle pressure and manage complex situations

- Consistently demonstrate teamwork dynamics by working as a team member, contributing to a positive working environment, and proactively seeking guidance, clarification, and feedback

- Strong working experience with Excel, Visio, Word, and other MS Office applications

EY | Building a better working world:

EY exists to build a better working world, helping to create long-term value for clients, people, and society, and to build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform, and operate. Working across assurance, consulting, law, strategy, tax, and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.